Autorité des marchés financiers

Results: 697



#Item
241Canadian Securities Administrators / Canadian securities regulation / Financial markets / Autorité des marchés financiers / British Columbia Securities Commission / Ontario Securities Commission / Capital market / Securities Commission / Security / Financial regulation / Financial economics / Economy of Canada

Microsoft Word - CSA Defensive Tactics News Release_FINAL.docx

Add to Reading List

Source URL: nssc.novascotia.ca

Language: English - Date: 2014-09-11 10:56:06
242Autorité des marchés financiers / Email

VOLUME 1, NUMBER 4 − NOVEMBER 23, 2004 NRD ONLY 7 DAYS LEFT FOR ENROLMENT NRD: When and Who is it Intended for? As of January 5, 2005, all firms governed by the Québec Securities

Add to Reading List

Source URL: www.lautorite.qc.ca

Language: English - Date: 2012-01-01 19:33:55
243Insurance / Credit card / Maintenance fee / Law / Economics / Government / Autorité des marchés financiers / Financial institutions / Institutional investors

Analysis of future supervisor’s file

Add to Reading List

Source URL: www.lautorite.qc.ca

Language: English - Date: 2013-05-03 18:51:07
244Stock market / Derivative / Over-the-counter / ISDA Master Agreement / Autorité des marchés financiers / Futures exchange / Option / Exchange / Commodity Futures Modernization Act / Financial economics / Investment / Finance

Microsoft Word - SfJan09.DOC

Add to Reading List

Source URL: www.canadiansecuritieslaw.com

Language: English - Date: 2009-05-29 03:25:31
245Financial system / Securities / Derivative / Over-the-counter / Futures contract / Autorité des marchés financiers / Clearing / Short / Margin / Financial economics / Finance / Financial markets

CSA Notice[removed]Model Provincial Rule – Derivatives: Customer Clearing and Protection of Customer Collateral and Positions January 16, 2014 Introduction We, the Canadian Securities Administrators OTC Derivatives Comm

Add to Reading List

Source URL: albertasecurities.com

Language: English - Date: 2014-01-16 02:01:03
246British Columbia Securities Commission / Self-regulatory organization / Ontario Securities Commission / United States securities law / Provinces and territories of Canada / Securities Commission of New Zealand / Securities Exchange Act / Canadian securities regulation / Financial regulation / Government / Autorité des marchés financiers

Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F3 Business Locations other than Head Office

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-11-06 18:03:35
247Financial regulation / International Financial Reporting Standards / United States securities law / Autorité des marchés financiers / Generally Accepted Accounting Principles / Financial statement / Capital market / Securities Act / Finance / Accountancy / Business

D ecemb er[removed]Activity Report for the Continuous Disclosure Review Program Companies

Add to Reading List

Source URL: www.lautorite.qc.ca

Language: English - Date: 2012-01-01 19:33:55
248Business / Law / Securities Act / Corporate governance / Finance / United States securities law / Autorité des marchés financiers / International Financial Reporting Standards

Cropped image of a business woman marking notes

Add to Reading List

Source URL: www.lautorite.qc.ca

Language: English - Date: 2012-01-01 19:33:55
249Proxy voting / Canadian securities regulation / Corporate governance / Securities research / Autorité des marchés financiers / Government / Business / Politics / Proxy firm / Democracy / Direct democracy / Elections

CSA Notice[removed]Update on CSA Consultation Paper[removed]Potential Regulation of Proxy Advisory Firms September 19, 2013 Introduction On June 21, 2012, the Canadian Securities Administrators (CSA) published for comment

Add to Reading List

Source URL: albertasecurities.com

Language: English - Date: 2013-10-18 16:15:33
250Autorité des marchés financiers / British Columbia Securities Commission / Self-regulatory organization / Ontario Securities Commission / Financial regulation / Provinces and territories of Canada / Securities Commission of New Zealand / Securities Commission / Regulation D / United States Securities and Exchange Commission / Government / United States securities law

Yukon Securities Office Ministerial Order Enacting Rule: [removed]and[removed]Instrument Initially Effective in Yukon: March 17, 2008 Form 33-109F5 Change of Registration Information

Add to Reading List

Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-11-06 18:03:38
UPDATE